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The U.S. Securities and Exchange Commission, also known as SEC, is responsible for the protection of investors, as well as facilitates capital formation.
Does paragraph (b) of Exchange Act Rule 15c3-3 apply to crypto assets that are not securities?
A:
A1: No. Paragraph (b) of Rule 15c3-3 applies only to securities carried by a broker-dealer for the account of customers or for a proprietary securities...
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