SEBI examined the intent and terminology used in the LODR Regulations, distinguishing between the terms “level” (which refers to organizational hierarchy) and “reporting” (which indicates lines of ...

The Securities and Exchange Board of India (SEBI) addressed Pakka Limited’s query regarding the compliance officer’s position under the LODR Regulations. Pakka Limited sought clarification on whether ...

SEBI operationalises PaRRVA to verify risk-return claims by investment advisors, algo providers, and research analysts.

The SEBI (Research Analysts ... MediaNama contacted Paytm to inquire about the functions of the new RA service and will update the story once Paytm responds with a comment. The new service ...

SEBI plans to mandate submitting the internal ... The internal auditor must include all functions and activities of the MIIs, including all verticals such as critical operations, regulatory ...