The U.S. Securities and Exchange Commission filed an enforcement action alleging the Chicago-based firm tried to cover up illegal sales of oil and gas company stock.
The SEC’s statement regarding the commission doesn’t really provide much insight into what it will seek to do, other than ...
Non-profit firm Better Markets has thrown its weight behind the U.S. Securities and Exchange Commission (SEC) by filing an ...
Hedge fund industry lobbyists have sent a wish list to the U.S. Securities and Exchange Commission (SEC) asking for repeals ...
Securities regulators accused company of lying to investors about its involvement in FirstEnergy's pay-for-play scandal.
A judge just ordered the U.S. Securities and Exchange Commission (SEC) to craft a more thorough response to a petition from ...
Gautam Adani, his nephew Sagar Adani and six other defendants were charged by the US Securities and Exchange Commission in connection with an alleged bribery and fraud case totaling $265 million.
U.S. President Donald Trump has come through with an eagerly awaited executive order on crypto that directs his administration to establish ...
Hindenburg is not under investigation by the SEC, to our knowledge, and any suggestion to the contrary is false, the firm ...
The U.S. Securities and Exchange Commission's new leadership said on Tuesday it had created a task force to develop a ...
President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.
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