sec vanguard - Search News

Vanguard to Pay $106 Million in Restitution

Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds

The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target date funds. The SEC order found that the chan

The New York Times · 1d

Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the terms of some funds, leading to higher capital gains taxes.

planadviser.com · 23h

SEC Fines Vanguard for Misleading Retail Target Date Fund Investors

The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences associated with a change in investment minimums.

State AG, SEC reach $106M settlement from investment adviser Vanguard Group

More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...

23h

Vanguard Settles With SEC Over Surprise Capital-Gains Taxes

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...

shorenewsnetwork1h

State Securities Regulators Reach Settlement with Vanguard

State Securities Regulators Reach Settlement with Vanguard **TRENTON, NJ** – The Office of the Attorney General, Division of Consumer Affairs, and Bureau of Securities have announced that New Jersey ...

Hoodline1d

New York AG Letitia James and SEC Secure $106 Million from Vanguard for Failing to Notify Investors About Tax Impacts

New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.

Results that may be inaccessible to you are currently showing.

Hide inaccessible results