Coinbase's S&P 500 debut came after the company disclosed a cyberattack and faces an investigation by the U.S. Securities and Exchange Commission.

The Staff noted that Securities Exchange Act (SEA) Rule 15c3-3 (b) only applies to securities carried by a broker-dealer. Accordingly, if a broker-dealer carries non-security crypto assets (e.g., ...

On May 15, the SEC staff provided guidance to SEC-registered broker-dealers and transfer agents on how they can custody and recordkeep digital ...

A JPMorgan Chase & Co. employee challenged a Securities and Exchange Commission rule prohibiting certain outside business ...