News

Coinbase becomes first crypto exchange to join the S&P 500 after rocky week
Coinbase's S&P 500 debut came after the company disclosed a cyberattack and faces an investigation by the U.S. Securities and Exchange Commission.
JD Supra4h
A Step Forward for Broker-Dealers and Transfer Agents Engaged in Crypto Asset Businesses
The Staff noted that Securities Exchange Act (SEA) Rule 15c3-3 (b) only applies to securities carried by a broker-dealer. Accordingly, if a broker-dealer carries non-security crypto assets (e.g., ...
JD Supra5h
SEC publishes broker-dealer and transfer agent crypto custody guidance
On May 15, the SEC staff provided guidance to SEC-registered broker-dealers and transfer agents on how they can custody and recordkeep digital ...
JPMorgan Worker’s SEC Activity Rule Challenge Tossed by Court
A JPMorgan Chase & Co. employee challenged a Securities and Exchange Commission rule prohibiting certain outside business ...
Rubis's Supervisory Board Chair Nils Christian Bergene Steps Down
Rubis said Nils Christian Bergene resigned as chairman and member of the supervisory board, with immediate effect. The French petroleum product distributor said late Thursday that it has appointed ...