As a result of the Securities and Exchange Commission (SEC or the Commission) recently extending relief that the Commission originally granted under its 2019 Compliance Statement, security-based swap ...

Robinhood proposed a federal SEC framework for tokenized RWAs, aiming to legalize asset-token equivalence and launch a new ...

The Staff noted that Securities Exchange Act (SEA) Rule 15c3-3 (b) only applies to securities carried by a broker-dealer. Accordingly, if a broker-dealer carries non-security crypto assets (e.g., ...

On May 7, the OCC clarified permissible activities for national banks and federal savings associations regarding crypto-asset custody and ...