Francis Lim has officially began his term as chair of the Securities and Exchange Commission (SEC) on Tuesday, June 10. READ: ...

The moment Emilio Aquino took his place on the highest seat at the Securities and Exchange Commission (SEC) was the moment ...

The Securities and Exchange Commission (SEC) said Friday it launched a new chatbot powered by artificial intelligence (AI) to ...

Holder of record may also correspond to the legitimate owner of other securities, such as commodities and derivative contracts. Securities can be issued in either "registered" or "bearer" form.

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