The Staff noted that Securities Exchange Act (SEA) Rule 15c3-3 (b) only applies to securities carried by a broker-dealer. Accordingly, if a broker-dealer carries non-security crypto assets (e.g., ...

For years, the Securities and Exchange Commission’s invitation to crypto companies sounded simple: “Come in and register.” But there was no map, ...

The Central Registration Depository is a program that supports transparency for those working in the financial services ...

According to Peirce, who heads the SEC Crypto Task Force, the potential order could allow firms to use digital ledger ...

The newly enacted Investments and Securities Act (ISA) 2025 marks a significant milestone in Nigeria’s capital market ...

Three Dallas-Fort Worth residents are accused of defrauding investors in a $91 million Ponzi scheme, the Securities and ...

Learn More » This structure raised red flags at the U.S. Securities and Exchange Commission (SEC), and ... a stock or a bond), and thus subject to registration and disclosure requirements.

Klarna co-founder and CEO Sebastian Siemiatkowski visited with CNBC on a day when one Fintech successfully listed shares, eToro, and another, Chime filed a ...

Nigeria’s Securities and Exchange Commission (SEC) has issued a public warning against Property World Africa Network (PWAN) ...