The U.S. Securities and Exchange Commission is an agency of the United States federal government. It holds primary responsibility for enforcing the federal securities laws, proposing securities ...

It doesn’t appear so after the Securities and Exchange Commission this month dunned 26 financial firms for failing to track employee “off-channel” communications.

Zambia's Securities and Exchange Commission (SEC) has sanctioned Standard Chartered for mis-selling a Chinese property company's bonds to one of the bank's local wealth clients at the height of ...

What Is the SEC? What Does It Do? The goal of the Securities and Exchange Commission, popularly known as the SEC, is to make a positive impact on the U.S.

From investigating financial crimes to setting public company reporting requirements to educating investors, the Securities and Exchange Commission (SEC) covers a lot of ground in trying to make U ...

President-elect Trump nominated Paul Atkins to replace Gary Gensler as the next chairman of the Securities and Exchange Commission (SEC). Atkins is a well-known securities lawyer, former SEC ...

The U.S. Securities and Exchange Commission is offering some employees $50,000 if they choose to resign or to retire under an early retirement program, according to an agency memo seen by Reuters.

The U.S. Securities and Exchange Commission is beginning to bring on officials with billionaire Elon Musk's Department of Government Efficiency, according to an email sent on Friday to department ...

It doesn’t appear so after the Securities and Exchange Commission this month dunned 26 financial firms for failing to track employee “off-channel” communications.

The U.S. Court of Appeals for the 9th Circuit will hear oral arguments regarding the Securities and Exchange Commission's (SEC) gag rule on Thursday.

LONDON (Reuters) -Zambia's Securities and Exchange Commission (SEC) has sanctioned Standard Chartered for mis-selling a Chinese property company's bonds to one of the bank's local wealth clients ...

LONDON (Reuters) -Zambia's Securities and Exchange Commission (SEC) has sanctioned Standard Chartered for mis-selling a Chinese property company's bonds to one of the bank's local wealth clients ...