Robinhood, FINRA

Robinhood Settles FINRA Probes for $29.75 Million Over Compliance Issues
Robinhood agrees to pay $29.75 million to settle FINRA probes over compliance failures while reporting record profits from crypto trading.
Robinhood Settles FINRA Probes for $29.75M in Compliance Case
Robinhood settles FINRA probes with a $29.75M payment over compliance failures, including AML issues, transaction delays, and oversight breaches.
Robinhood (HOOD) Agrees to Pay $29.75M Fine to Settle Regulatory Probes
Robinhood Markets (HOOD), the financial services platform, has agreed to pay $29.75 million to settle regulatory probes by the Financial
Robinhood paying $29.75 million to end US regulator's probes
Robinhood Markets, the online trading platform, agreed to pay $29.75 million to resolve several Financial Industry Regulatory Authority probes into its supervision and compliance practices, including failure to respond to "red flags" of potential misconduct.
Robinhood to Pay $30 Million to Settle Finra Investigation
Two brokerage units of Robinhood Markets have agreed to pay $30 million to settle an investigation by the Financial Industry Regulatory Authority into a range of violations, some of which date back more than a decade.
Robinhood paying $29.75 million to end Financial Industry Regulatory Authority probes
The brokerage regulator said on Friday that Robinhood will pay a $26 million civil fine and $3.75 million of restitution to customers.
Robinhood to Pay $30 Million for Regulatory Violations, Finra Says
The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential misconduct.
Robinhood Fined $29.75M by FINRA Over Compliance Failures
Robinhood Markets (NASDAQ: HOOD) has agreed to pay $29.75 million to settle multiple Financial Industry Regulatory Authority (FINRA) probes into its compliance and supervision practices. The settlement includes a
Robinhood Markets, Inc. (HOOD): Among The Stocks With At Least $20 Million In Insider Sales Recently
We recently compiled a list of the 10 Stocks With At Least $20 Million In Insider Sales Recently. In this article, we are ...
Stocks to Watch Monday: DoorDash, Tesla, Robinhood
The food-delivery company will join the S&P 500 on March 24, S&P Dow Jones Indices said Friday. Shares gained more than 4% in thin premarket trading. ↘️ Tesla (TSLA): The el ...
Robinhood Launches Trivia With 'Quiz Daddy' Scott Rogowsky: Will Bitcoin Giveaway Help Boost Gold Subscribers?
Stock and crypto brokerage Robinhood Markets Inc (NASDAQ:HOOD) launched a new trivia game that gave away $1 million in ...
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The SEC will not sue Robinhood over crypto
Robinhood on Monday said that the SEC has closed its investigation into Robinhood's crypto unit and will not pursue action.
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This Week in Crypto Games: Robinhood's $2M Bitcoin and Dogecoin Trivia Game, 'Axie Infinity' MMO Revealed
Robinhood's trivia game: Trading platform Robinhood launched its Robinhood Trivia Live game on Wednesday, led by former HQ Trivia host Scott Rogowsky, offering up $1 million worth of Bitcoin ...
Robinhood CEO aims to build global empire
They’re the future of trading. They’re also the future of news," Robinhood CEO Vlad Tenev said of "event contracts" that have ...
Robinhood Stock Jumps as Uniswap Deal Boosts Crypto Access
Robinhood (HOOD) stock surged 2.4% at the start of regular trading hours today as investors reacted to its latest ...
Robinhood CEO Vlad Tenev: Strategic Bitcoin Reserve is a 'sensible approach' by the administration
Robinhood co-founder and CEO Vlad Tenev joins 'Squawk Box' to discuss the establishment of a U.S. strategic bitcoin reserve, ...